Daniel Peter Payne

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WREN STERLING FINANCIAL PLANNING LIMITED
FRN 665653
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 22 Oct 2025)
- [FCA CF] Client dealing (since 22 Oct 2025)
Golden Oak Wealth Management Limited (no longer approved here)
FRN 783726
- [FCA CF] Functions requiring qualifications (3 Dec 2020 to 20 Aug 2025)
- [FCA CF] Client dealing (3 Dec 2020 to 20 Aug 2025)
OCM WEALTH MANAGEMENT LIMITED (no longer approved here)
FRN 418826
- CF30 Customer (13 Jul 2017 to 8 Dec 2019)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (28 Jun 2011 to 20 Jul 2012)
Grosvenor Premier Investments Limited (no longer approved here)
FRN 184237
- (9)Employed By (3 Apr 2006 to 24 Dec 2007)
Principia Consulting Ltd (no longer approved here)
FRN 219282
- Employed By (15 Mar 2004 to 29 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.