Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MWC Group UK
FRN 973440
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- 23. Overseeing execution-only sales on a day-to-day basis in relation to equity release transactions
- [FCA CF] Functions requiring qualifications (since 1 Jul 2023)
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- CF22 Investment Adviser (Trainee) (12 Jun 2002 to 2 Jul 2003)
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- CF22 Investment Adviser (Trainee) (7 Jun 2002 to 30 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.