Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Manager of certification employee (since 13 Jan 2026)
- CF30 Customer (27 Mar 2014 to 5 Jan 2015)
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- [FCA CF] Manager of certification employee (since 13 Jan 2026)
- CF30 Customer (27 Mar 2014 to 5 Jan 2015)
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- [FCA CF] Manager of certification employee (since 13 Jan 2026)
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Schroders IS Limited
FRN 195028
- [FCA CF] Manager of certification employee (since 13 Jan 2026)
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Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Manager of certification employee (since 13 Jan 2026)
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Schroder Pension Management Limited
FRN 442769
- [FCA CF] Manager of certification employee (since 13 Jan 2026)
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- (214)[FCA CF] Manager of certification employee (13 Jan 2026 to 14 Apr 2026)
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- SMF1 Chief Executive (22 Sep 2022 to 15 Aug 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Oct 2021)
- SMF3 Executive Director (9 Dec 2019 to 1 Oct 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
- CF1 Director (30 Aug 2019 to 8 Dec 2019)
- CF30 Customer (1 Apr 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: [FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (214)[FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited