Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Equity Limited (no longer approved here)

    FRN 124394

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Jul 2006 to 31 Oct 2007)
    • CF27 Investment Management (1 Jul 2006 to 31 Oct 2007)
  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • CF21 Investment Adviser (5 Apr 2004 to 30 Jun 2006)
    • CF27 Investment Management (5 Apr 2004 to 30 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.