Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • [FCA CF] Manager of certification employee (8 Aug 2022 to 13 May 2025)
    • [FCA CF] Client dealing (8 Aug 2022 to 13 May 2025)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 22 Aug 2021)
    • [FCA CF] Client dealing (1 Oct 2020 to 13 May 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (11 Jun 2007 to 31 Oct 2007)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 22 Aug 2021)
    • CF30 Customer (1 Nov 2007 to 10 Apr 2017)
    • CF22 Investment Adviser (Trainee) (11 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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