Daniel Laurence Mitchell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LMR Partners LLP

    FRN 504126

    • [FCA CF] Material risk taker (since 17 Mar 2021)
    • [FCA CF] Client dealing (since 17 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (26 Sep 2013 to 8 Dec 2019)
    • CF30 Customer (1 May 2013 to 8 Dec 2019)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • CF30 Customer (4 Jun 2010 to 8 Mar 2013)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 29 Oct 2009)
    • CF21 Investment Adviser (30 Jul 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Jan 2003 to 30 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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