Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (14 Oct 2020 to 22 Dec 2020)
- [FCA CF] Client dealing (14 Oct 2020 to 10 Dec 2021)
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- [FCA CF] Manager of certification employee (2 Nov 2016 to 6 Jul 2019)
- [FCA CF] Material risk taker (2 Nov 2016 to 2 Dec 2019)
- [FCA CF] Client dealing (2 Nov 2016 to 2 Dec 2019)
- CF30 Customer (17 Jun 2011 to 6 Mar 2016)
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- [FCA CF] Material risk taker (2 Nov 2016 to 2 Dec 2019)
- [FCA CF] Client dealing (2 Nov 2016 to 2 Dec 2019)
- [FCA CF] Manager of certification employee (2 Nov 2016 to 6 Jul 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 6 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.