Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (14 Oct 2020 to 22 Dec 2020)
    • [FCA CF] Client dealing (14 Oct 2020 to 10 Dec 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (2 Nov 2016 to 6 Jul 2019)
    • [FCA CF] Material risk taker (2 Nov 2016 to 2 Dec 2019)
    • [FCA CF] Client dealing (2 Nov 2016 to 2 Dec 2019)
    • CF30 Customer (17 Jun 2011 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (2 Nov 2016 to 2 Dec 2019)
    • [FCA CF] Client dealing (2 Nov 2016 to 2 Dec 2019)
    • [FCA CF] Manager of certification employee (2 Nov 2016 to 6 Jul 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (1 Dec 2001 to 6 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.