Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Client dealing (1 Jun 2020 to 30 Nov 2020)
    • [FCA CF] Functions requiring qualifications (1 Jun 2020 to 30 Nov 2020)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (1 Dec 2001 to 13 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.