Daniel John Leuty

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

State Street Bank and Trust Company
FRN 170462
- [FCA CF] Client dealing (since 14 Nov 2025)
- [FCA CF] Manager of certification employee (since 14 Nov 2025)
- [FCA CF] Material risk taker (since 22 Apr 2021)
State Street Trustees Limited
FRN 186237
- [FCA CF] Client dealing (since 14 Nov 2025)
State Street Global Markets International Limited
FRN 194525
- [FCA CF] Client dealing (since 14 Nov 2025)
State Street Global Advisors Limited (no longer approved here)
FRN 146665
- [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Sep 2020)
- CF30 Customer (8 Aug 2014 to 8 Dec 2019)
FIL Pensions Management (no longer approved here)
FRN 144345
- CF30 Customer (27 Feb 2008 to 26 Jan 2009)
PricewaterhouseCoopers LLP (no longer approved here)
FRN 221411
- CF22 Investment Adviser (Trainee) (22 May 2003 to 14 Jan 2005)
- CF26 Customer Trading (22 May 2003 to 14 Jan 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.