Daniel John Dowding

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Patronus Partners Limited

    FRN 653541

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 23 Aug 2021)
    • [FCA CF] Client dealing (since 23 Aug 2021)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • CF30 Customer (12 Oct 2017 to 1 Apr 2019)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • CF2 Non Executive Director (AR) (5 Apr 2011 to 27 Mar 2017)
    • CF30 Customer (1 Nov 2007 to 27 Mar 2017)
    • CF4 Partner (2 Apr 2007 to 31 Dec 2009)
    • CF27 Investment Management (2 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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