Daniel James Noorian

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP Global Markets Americas LLC
FRN 549855
- [FCA CF] Manager of certification employee (since 29 Jan 2026)
- [FCA CF] Client dealing (since 29 Jan 2026)
TP ICAP Broking Limited
FRN 154234
- [FCA CF] Client dealing (since 5 Sep 2022)
- [FCA CF] Manager of certification employee (since 20 Jul 2022)
Liquidnet Europe Limited
FRN 198039
- [FCA CF] Client dealing (since 5 Sep 2022)
- [FCA CF] Manager of certification employee (since 20 Jul 2022)
abrdn Investments Limited (no longer approved here)
FRN 121891
- CF26 Customer Trading (30 Nov 2005 to 8 Dec 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.