Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Charter Court Financial Services Limited
FRN 494549
- [FCA CF] Material risk taker (since 15 Apr 2025)
- [FCA CF] Significant management (since 15 Apr 2025)
- SMF4 Chief Risk (24 Jan 2024 to 15 Apr 2025)
- [FCA CF] Material risk taker (6 Mar 2020 to 24 Jan 2024)
- [PRA CF] Significant risk taker or Material risk taker (6 Mar 2020 to 24 Jan 2024)
- [FCA CF] Significant management (6 Mar 2020 to 24 Jan 2024)
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OneSavings Bank Plc
FRN 530504
- [FCA CF] Material risk taker (since 6 Mar 2020)
- [FCA CF] Significant management (since 6 Mar 2020)
- [PRA CF] Significant risk taker or Material risk taker (since 6 Mar 2020)
- [PRA CF] Managing a material risk taker (22 Feb 2023 to 11 Apr 2025)
- [FCA CF] Manager of certification employee (22 Feb 2023 to 11 Apr 2025)
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Prestige Finance Limited
FRN 724522
- [FCA CF] Material risk taker (since 6 Mar 2021)
- [FCA CF] Significant management (since 6 Mar 2021)
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Charter Mortgages Limited
FRN 739516
- [FCA CF] Significant management (since 6 Mar 2021)
- [FCA CF] Material risk taker (since 6 Mar 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.