Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Liquidnet Europe Limited (no longer approved here)

    FRN 198039

    • [FCA CF] Client dealing (14 Apr 2021 to 14 Dec 2023)
    • [FCA CF] Manager of certification employee (14 Apr 2021 to 14 Dec 2023)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • [FCA CF] Manager of certification employee (30 Jun 2020 to 14 Dec 2023)
    • [FCA CF] Client dealing (30 Jun 2020 to 14 Dec 2023)
    • CF30 Customer (27 Nov 2019 to 8 Dec 2019)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Client dealing (30 Jun 2020 to 14 Dec 2023)
    • [FCA CF] Manager of certification employee (30 Jun 2020 to 14 Dec 2023)
    • CF30 Customer (27 Nov 2019 to 8 Dec 2019)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (3 Jun 2016 to 16 Feb 2018)
  • Societe Generale International Limited (no longer approved here)

    FRN 538896

    • CF30 Customer (19 Aug 2011 to 2 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.