Daniel Gerard Kelly

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 5 Mar 2012)
  • Daniel Kelly

    FRN 576501

    • Employed By (since 5 Mar 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (18 Jun 2010 to 17 Nov 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 30 Apr 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (5 Dec 2002 to 5 Jun 2003)
    • CF22 Investment Adviser (Trainee) (24 Sep 2002 to 5 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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