Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Jan 2021 to 13 Dec 2022)
- [FCA CF] Functions requiring qualifications (1 Jan 2021 to 13 Dec 2022)
- SMF3 Executive Director (9 Dec 2019 to 20 Jan 2023)
- CF10 Compliance Oversight (24 Aug 2017 to 19 Nov 2018)
- CF1 Director (7 Aug 2017 to 8 Dec 2019)
- CF30 Customer (6 Feb 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.