Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CCBI GLOBAL MARKETS (UK) LIMITED (no longer approved here)

    FRN 110134

    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Aug 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Aug 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Aug 2020)
    • CF30 Customer (9 Jan 2013 to 8 Dec 2019)
  • GF Financial Markets (UK) Limited (no longer approved here)

    FRN 114237

    • CF30 Customer (1 Nov 2007 to 1 Aug 2012)
    • CF21 Investment Adviser (12 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Jul 2006 to 12 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.