Daniel Fabian Ritter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Natixis
FRN 206092
- [FCA CF] Client dealing (since 20 May 2025)
NH Investment & Securities Europe Ltd (no longer approved here)
FRN 950241
- [FCA CF] Client dealing (4 Sep 2023 to 31 Mar 2025)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- [FCA CF] Client dealing (1 Feb 2021 to 23 Sep 2022)
- CF30 Customer (9 Jun 2018 to 8 Dec 2019)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (22 Feb 2016 to 6 Mar 2016)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (14 Jul 2014 to 9 Jul 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.