NH Investment & Securities Europe Ltd

Date authorised
6 April 2022
Companies House
13318509
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16th Floor
    125 Old Broad Street
    London
    EC2N 1AR
    UNITED KINGDOM
    Phone
    +442033272394

  • Complaints Contact

    16th Floor
    125 Old Broad Street
    London
    EC2N 1AR
    UNITED KINGDOM
    Phone
    +442033272394

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Fabian Ritter

    IRN DFR01027

    • [FCA CF] Client dealing (4 Sep 2023 to 31 Mar 2025)
  • HONG WOOK KIM

    IRN HXK00234

    • Director of firm who is not a certification employee or a SMF manager (16 Nov 2023 to 7 Feb 2025)
  • HYUN JAE CHOI

    IRN HXC00237

    • [FCA CF] Client dealing (since 3 Jan 2023)
  • Jiyong Lee

    IRN JXL01795

    • [FCA CF] Client dealing (since 3 Jan 2023)
  • SEUNG A LEE

    IRN SXL00815

    • Director of firm who is not a certification employee or a SMF manager (since 7 Feb 2025)
  • SOO YONG AHN

    IRN SXA00985

    • [FCA CF] Client dealing (since 1 Jul 2024)
  • Se-Woong Chang

    IRN SXC01829

    • SMF16 Compliance Oversight (since 6 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Apr 2022)
  • Yongseong Lee

    IRN YXL00035

    • SMF3 Executive Director (since 6 Apr 2022)
    • SMF1 Chief Executive (since 6 Apr 2022)

Recent activity

Updates to this firm's record on the FCA register.

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