Daniel Dolan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Market Access Asset Management Limited
FRN 768170
- [FCA CF] Client dealing (since 21 Feb 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (14 Jun 2017 to 8 Dec 2019)
- CF30 Customer (14 Jun 2017 to 8 Dec 2019)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- CF30 Customer (26 Feb 2016 to 19 Dec 2017)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (12 Nov 2010 to 15 Feb 2016)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (1 Nov 2007 to 29 Oct 2010)
- CF21 Investment Adviser (7 Sep 2004 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.