Market Access Asset Management Limited

• Principal Place of Business

  2nd Floor 75 King William Street

  London

  City Of London

  EC4N 7BE

  UNITED KINGDOM

  Phone

  +442036175260

  Web

  https://www.marketaccessetf.com

• Complaints Contact

  2nd Floor, 75 King William Street

  London

  EC4N 7BE

  UNITED KINGDOM

  Phone

  +442036175261

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Anupe Dhanday

  IRN ASD01074

  • CF30 Customer (14 Jun 2017 to 21 Jun 2019)
  • CF11 Money Laundering Reporting (14 Jun 2017 to 21 Jun 2019)
• Christopher Wesley Satterfield

  IRN CWS01063

  • [FCA CF] Client dealing (since 21 Feb 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (27 Feb 2019 to 8 Dec 2019)
  • CF1 Director (14 Jun 2017 to 8 Dec 2019)
• Daniel Dolan

  IRN DXD01296

  • [FCA CF] Client dealing (since 21 Feb 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (14 Jun 2017 to 8 Dec 2019)
  • CF1 Director (14 Jun 2017 to 8 Dec 2019)
• Daniel Peter Heather

  IRN DPH01115

  • SMF16 Compliance Oversight (9 Dec 2019 to 11 Jan 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 11 Jan 2026)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 11 Jan 2026)
  • CF30 Customer (14 Jun 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (14 Jun 2017 to 8 Dec 2019)
• David McGowan

  IRN DXM03130

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Aug 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 27 Aug 2021)
  • CF30 Customer (23 Oct 2019 to 8 Dec 2019)
• Geoffrey James Post

  IRN GJP01122

  • CF30 Customer (16 Oct 2017 to 17 Oct 2019)
• Honey Garg

  IRN HXG00258

  • SMF16 Compliance Oversight (since 27 Jan 2026)
• Paraskevi Lamprou

  IRN PXL01490

  • CF30 Customer (14 Jun 2017 to 30 Apr 2019)
• Romeo Olukotun

  IRN RXO00106

  • [FCA CF] Client dealing (30 Jun 2022 to 30 Jun 2025)
• Sen Deegbe

  IRN SXD06223

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2022)
  • CF11 Money Laundering Reporting (12 Aug 2019 to 8 Dec 2019)
  • CF30 Customer (18 Sep 2018 to 8 Dec 2019)

No changes recorded yet.