Daniel Cohen

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Client dealing (1 Feb 2021 to 1 Feb 2024)
    • [FCA CF] Manager of certification employee (1 Feb 2021 to 1 Feb 2024)
    • [FCA CF] Material risk taker (1 Feb 2021 to 1 Feb 2024)
    • [FCA CF] Significant management (1 Feb 2021 to 1 Feb 2024)
    • CF30 Customer (1 Aug 2019 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (5 Mar 2019 to 20 May 2019)
    • [FCA CF] Manager of certification employee (16 Aug 2018 to 20 May 2019)
    • [FCA CF] Client dealing (31 Jul 2018 to 20 May 2019)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (5 Mar 2019 to 20 May 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (12 Jul 2013 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 12 Feb 2009)
    • CF21 Investment Adviser (13 Mar 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.