Daniel Antony Homer Thornton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SHORE CAPITAL STOCKBROKERS LIMITED
FRN 124784
- [FCA CF] Manager of certification employee (since 5 Feb 2026)
- [FCA CF] Client dealing (since 29 Aug 2025)
J & E Davy (UK) Limited (no longer approved here)
FRN 172140
- [FCA CF] Manager of certification employee (22 Dec 2023 to 7 Apr 2025)
- [FCA CF] Client dealing (1 Jul 2022 to 7 Apr 2025)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- [FCA CF] Client dealing (7 Sep 2016 to 17 Jan 2022)
- CF30 Customer (17 Oct 2011 to 6 Mar 2016)
Panmure Liberum Capital Limited (no longer approved here)
FRN 465050
- CF30 Customer (26 Mar 2008 to 14 Oct 2011)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (23 Sep 2004 to 22 Apr 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.