Dani Samuel Saurymper

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TD Execution Services Limited
FRN 472780
- [FCA CF] Client dealing (since 30 Sep 2024)
Pacific Capital Partners Limited (no longer approved here)
FRN 171200
- [FCA CF] Material risk taker (31 Mar 2022 to 18 Aug 2024)
- [FCA CF] Client dealing (21 Sep 2021 to 18 Aug 2024)
AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)
FRN 119368
- [FCA CF] Client dealing (9 Dec 2019 to 7 Jul 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 7 Jul 2021)
- CF30 Customer (31 Jul 2015 to 8 Dec 2019)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (7 Aug 2013 to 6 Mar 2015)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (11 Jun 2010 to 5 Apr 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.