Dana Maree Eisner

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Orchard Street Investment Advisers Limited (no longer approved here)
FRN 461061
- [FCA CF] Client dealing (29 Mar 2021 to 31 Oct 2024)
AEW UK Investment Management LLP (no longer approved here)
FRN 577962
- CF30 Customer (25 Jul 2012 to 29 Nov 2018)
ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)
FRN 143336
- CF30 Customer (29 Jul 2010 to 15 Nov 2010)
UBS Asset Management (UK) Ltd (no longer approved here)
FRN 119319
- CF30 Customer (16 Feb 2009 to 19 Apr 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.