Damien Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CBRE Indirect Investment Services Limited
FRN 159367
- [FCA CF] Client dealing (since 13 Nov 2023)
TOWNSEND GROUP EUROPE LTD. (no longer approved here)
FRN 500908
- CF30 Customer (1 Aug 2010 to 31 Mar 2017)
- CF1 Director (1 Aug 2010 to 31 Mar 2017)
CBRE Investment Management (UK Funds) Limited (no longer approved here)
FRN 179712
- CF30 Customer (1 Nov 2007 to 31 Mar 2010)
- CF1 Director (24 Jul 2007 to 31 Mar 2010)
- CF27 Investment Management (30 Jun 2007 to 31 Oct 2007)
LENDLEASE REAL ESTATE INVESTMENTS (EUROPE) LIMITED (no longer approved here)
FRN 189452
- CF16 Significant Mgt (Desgntd Investment Business) (30 Mar 2004 to 28 Apr 2005)
- CF27 Investment Management (30 Mar 2004 to 28 Apr 2005)
- CF19 Significant Mgt (Financial Resources) (26 Sep 2002 to 28 Apr 2005)
- CF13 Finance (26 Sep 2002 to 28 Apr 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.