Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Hermes Investment Management Ltd
FRN 150000
- [FCA CF] Client dealing (since 9 Jan 2024)
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- [FCA CF] Client dealing (3 Jun 2020 to 5 Aug 2022)
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- CF30 Customer (6 Jun 2011 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.