Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
ValidPath Limited
FRN 197107
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 14 Jul 2021)
- CF30 Customer (since 21 Jun 2021)
- CF1 Director (AR) (since 21 Jun 2021)
-
Officium Private Wealth Ltd
FRN 951306
- (2)Employed By (since 21 Jun 2021)
-
- Employed By (25 Feb 2026 to 25 Feb 2026)
-
- Appointed representative dealing with clients for which they require qualification (14 Jul 2023 to 25 Feb 2026)
- CF1 Director (AR) (9 Jun 2023 to 25 Feb 2026)
- CF30 Customer (9 Jun 2023 to 25 Feb 2026)
-
- Employed By (27 Feb 2023 to 28 Mar 2025)
-
- [FCA CF] Manager of certification employee (18 Jun 2020 to 7 Apr 2021)
- [FCA CF] Functions requiring qualifications (11 Mar 2020 to 7 Apr 2021)
- [FCA CF] Client dealing (11 Mar 2020 to 7 Apr 2021)
- CF30 Customer (7 Jun 2019 to 8 Dec 2019)
-
- CF30 Customer (1 Nov 2007 to 1 Jun 2010)
- CF21 Investment Adviser (8 Oct 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (11 Aug 2005 to 8 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.