Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Oct 2025)
    • SMF3 Executive Director (since 8 Aug 2025)
    • SMF1 Chief Executive (since 8 Aug 2025)
    • Responsible for Insurance Distribution (since 8 Aug 2025)
    • [FCA CF] Material risk taker (since 4 Aug 2025)
    • [FCA CF] Client dealing (since 27 Oct 2023)
    • [FCA CF] Manager of certification employee (since 27 Oct 2023)
    • [FCA CF] Significant management (since 27 Oct 2023)
    • [FCA CF] Material risk taker (since 4 Aug 2025)
    • [FCA CF] Client dealing (since 1 Jan 2025)
    • [FCA CF] Manager of certification employee (since 1 Jan 2025)
    • [FCA CF] Significant management (since 1 Jan 2025)
    • [FCA CF] Material risk taker (since 4 Aug 2025)
    • [FCA CF] Significant management (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 1 Jan 2025)
    • [FCA CF] Manager of certification employee (since 1 Jan 2025)
    • [FCA CF] Material risk taker (since 4 Aug 2025)
    • [FCA CF] Manager of certification employee (since 16 Jan 2023)
    • [FCA CF] Significant management (since 24 Nov 2022)
    • [FCA CF] Client dealing (since 24 Nov 2022)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • Responsible for Insurance Distribution (26 Feb 2021 to 4 Nov 2022)
    • SMF1 Chief Executive (26 Feb 2021 to 4 Nov 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Feb 2021)
    • CF30 Customer (11 Jan 2010 to 16 Apr 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (22 Jan 2008 to 7 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

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