Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 22 Sep 2021)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • [FCA CF] Client dealing (1 Mar 2021 to 19 Mar 2021)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (7 Mar 2017 to 29 Nov 2019)
    • CF30 Customer (20 Oct 2010 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (7 Mar 2017 to 29 Nov 2019)
    • CF30 Customer (20 Oct 2010 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • CF21 Investment Adviser (17 Dec 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.