Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Manager of certification employee (since 9 Nov 2022)
- [FCA CF] Material risk taker (since 9 Nov 2022)
- [FCA CF] Significant management (since 24 Mar 2021)
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Nomura International Plc
FRN 124422
- [FCA CF] Manager of certification employee (since 21 Apr 2022)
- [FCA CF] Significant management (since 24 Mar 2021)
- [FCA CF] Material risk taker (since 12 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.