Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (25 Jul 2022 to 27 Jul 2023)
    • [FCA CF] Material risk taker (13 Nov 2019 to 9 Oct 2022)
    • [FCA CF] Client dealing (1 Nov 2016 to 27 Jul 2023)
    • CF30 Customer (15 Oct 2015 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (31 Jan 2020 to 9 Oct 2022)
    • [FCA CF] Client dealing (12 Jan 2018 to 27 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

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