Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- SMF3 Executive Director (since 22 Aug 2022)
- [FCA CF] Manager of certification employee (7 Jul 2022 to 21 Aug 2022)
- [FCA CF] Material risk taker (7 Jul 2022 to 21 Aug 2022)
- [FCA CF] Significant management (7 Jul 2022 to 21 Aug 2022)
- CF30 Customer (1 Nov 2007 to 1 Nov 2012)
- CF21 Investment Adviser (21 Jan 2005 to 31 Oct 2007)
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Nomura Bank International Plc.
FRN 204419
- SMF3 Executive Director (since 22 Aug 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.