Da Chen

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (since 18 Oct 2023)
    • [FCA CF] Material risk taker (since 18 Oct 2023)
    • [FCA CF] Client dealing (since 18 May 2023)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 18 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Oct 2023)
    • [FCA CF] Client dealing (since 18 May 2023)
  • Citibank Europe plc

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (since 18 Oct 2023)
    • [FCA CF] Material risk taker (since 18 Oct 2023)
    • [FCA CF] Client dealing (since 18 May 2023)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • [FCA CF] Manager of certification employee (25 Nov 2022 to 5 May 2023)
    • [FCA CF] Algorithmic trading (1 Mar 2020 to 5 May 2023)
    • [FCA CF] Client dealing (19 Sep 2018 to 5 May 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.