Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 22 Aug 2021)
    • [FCA CF] CASS oversight function (since 30 Nov 2020)
    • Responsible for Insurance Distribution (since 30 Nov 2020)
    • SMF3 Executive Director (since 30 Nov 2020)
    • SMF16 Compliance Oversight (since 30 Nov 2020)
    • [FCA CF] Significant management (since 30 Nov 2020)
    • [PRA CF] Key function holder (since 30 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Nov 2020 to 16 Jun 2023)
    • Employed By (since 22 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

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