Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Anthony Wakefield and Company Limited
FRN 307545
- CF1 Director (AR) (since 22 Aug 2021)
- [FCA CF] CASS oversight function (since 30 Nov 2020)
- Responsible for Insurance Distribution (since 30 Nov 2020)
- SMF3 Executive Director (since 30 Nov 2020)
- SMF16 Compliance Oversight (since 30 Nov 2020)
- [FCA CF] Significant management (since 30 Nov 2020)
- [PRA CF] Key function holder (since 30 Nov 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (30 Nov 2020 to 16 Jun 2023)
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Connoisseur Policies Limited
FRN 406715
- Employed By (since 22 Aug 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.