Anthony Wakefield and Company Limited

Date authorised
1 April 2013
Companies House
01756254
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Holmbury
    The Dorking Business Park
    Station Road
    Dorking
    Surrey
    RH4 1HJ
    UNITED KINGDOM
    Phone
    +4401306740555
    Web
    https://www.anthonywakefield.com

  • Complaints Contact

    Holmbury
    The Dorking Business Park
    Station Road
    Dorking
    Surrey
    RH4 1HJ
    UNITED KINGDOM
    Phone
    +4401306740555

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew David Charles Cole

    IRN AXC88384

    • CF1 Director (AR) (since 27 Sep 2021)
    • [PRA CF] Key function holder (since 1 Dec 2020)
    • Responsible for Insurance Distribution (since 1 Dec 2020)
    • SMF3 Executive Director (since 1 Dec 2020)
    • [FCA CF] CASS oversight function (since 1 Dec 2020)
    • [FCA CF] Significant management (since 1 Dec 2020)
  • Anthony Gordon Christopher Wakefield

    IRN AGW01088

    • SMF3 Executive Director (9 Dec 2019 to 19 Aug 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 19 Aug 2020)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Cyrus Wakefield

    IRN CXW88029

    • CF1 Director (AR) (since 22 Aug 2021)
    • [FCA CF] Significant management (since 30 Nov 2020)
    • SMF16 Compliance Oversight (since 30 Nov 2020)
    • [PRA CF] Key function holder (since 30 Nov 2020)
    • SMF3 Executive Director (since 30 Nov 2020)
    • [FCA CF] CASS oversight function (since 30 Nov 2020)
    • Responsible for Insurance Distribution (since 30 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Nov 2020 to 16 Jun 2023)
  • Frank John Montague Wakefield

    IRN FJW01027

    • CF1 Director (AR) (since 30 Dec 2021)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Raymond Quartermain

    IRN RXQ01018

    • CF1 Director (14 Jan 2005 to 10 Feb 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.