Cynthia Sweeney-Barnes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (21 Apr 2022 to 7 Jun 2024)
    • [FCA CF] Client dealing (14 Feb 2022 to 7 Jun 2024)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (21 Apr 2022 to 7 Jun 2024)
    • [FCA CF] Client dealing (14 Feb 2022 to 7 Jun 2024)
  • BNP Paribas Asset Management UK Limited (no longer approved here)

    FRN 170064

    • CF30 Customer (10 Jul 2014 to 13 Nov 2014)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF30 Customer (1 Nov 2007 to 12 Mar 2010)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.