Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroders IS Limited
FRN 195028
- [FCA CF] Client dealing (since 5 Oct 2022)
- [FCA CF] Manager of certification employee (since 5 Oct 2022)
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Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Material risk taker (since 24 Feb 2022)
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
- [FCA CF] Client dealing (since 1 Oct 2020)
- CF30 Customer (28 Jan 2016 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (1 Oct 2020 to 12 Aug 2024)
- CF30 Customer (28 Jan 2016 to 8 Dec 2019)
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- CF30 Customer (25 Nov 2013 to 31 Oct 2015)
- CF4 Partner (AR) (25 Nov 2013 to 31 Oct 2015)
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- CF30 Customer (1 Nov 2007 to 8 Mar 2013)
- CF21 Investment Adviser (6 Jul 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.