Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Partners Wealth Management Solutions Limited
FRN 739045
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Significant management (since 23 Jan 2026)
- [FCA CF] Functions requiring qualifications (since 23 Jan 2026)
- [FCA CF] Manager of certification employee (since 23 Jan 2026)
- [FCA CF] Client dealing (since 23 Jan 2026)
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Seven Investment Management LLP
FRN 589124
- [FCA CF] Material risk taker (since 15 Apr 2025)
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Partners Wealth Management LLP
FRN 442303
- SMF27 Partner (since 17 Mar 2025)
Recent activity
Updates to this individual's record on the FCA register.
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