Craig James Millar Moffat

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Foster Denovo Limited

    FRN 462728

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 10 Nov 2023)
    • [FCA CF] Client dealing (since 10 Nov 2023)
  • Lowes Financial Management Limited (no longer approved here)

    FRN 114650

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Oct 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Oct 2023)
    • CF30 Customer (3 Nov 2014 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (29 May 2014 to 22 Sep 2014)
  • T B Patterson Associates (no longer approved here)

    FRN 154750

    • CF30 Customer (29 Dec 2009 to 22 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.