Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 28 Oct 2021)
    • CF1 Director (AR) (since 22 Oct 2021)
    • CF30 Customer (since 22 Oct 2021)
    • (2)Employed By (since 22 Oct 2021)
  • Argentis Wealth Management Ltd (no longer approved here)

    FRN 419331

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jul 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2021)
    • CF30 Customer (10 Jul 2015 to 15 Sep 2021)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (8 Apr 2014 to 3 Oct 2014)
  • 4 Most Limited (no longer approved here)

    FRN 226751

    • Employed By (9 Sep 2003 to 27 Nov 2015)
  • David Moore Independent Financial Services (1888) (no longer approved here)

    FRN 172760

    • Employed By (7 Jun 2002 to 20 Nov 2003)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.