Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF21 Investment Adviser (12 Jan 2002 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (12 Jan 2002 to 31 Oct 2007)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.