Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 3 Mar 2017)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Apr 2024)
    • (3)Employed By (since 3 Mar 2017)
  • AAB Wealth Limited (no longer approved here)

    FRN 608548

    • CF30 Customer (12 Jan 2015 to 20 Mar 2015)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (15 May 2012 to 8 Sep 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (11 Jul 2008 to 24 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.