Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 3 Mar 2017)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Apr 2024)
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Advanced Financial Planning Scotland Limited
FRN 460050
- (3)Employed By (since 3 Mar 2017)
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- CF30 Customer (12 Jan 2015 to 20 Mar 2015)
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- CF30 Customer (15 May 2012 to 8 Sep 2014)
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- CF30 Customer (11 Jul 2008 to 24 Apr 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.