Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 11 Jul 2023)
    • [FCA CF] Functions requiring qualifications (since 11 Jul 2023)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 11 Jul 2023)
    • [FCA CF] Client dealing (since 11 Jul 2023)
  • Vintage Wealth Management Limited (no longer approved here)

    FRN 593380

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Jun 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Jun 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jun 2023)
    • CF30 Customer (16 Jun 2018 to 29 Jun 2023)
  • Gravita Wealth Limited (no longer approved here)

    FRN 192082

    • (6)Employed By (4 Apr 2019 to 29 Jun 2023)
  • Simmons Gainsford Financial Services Limited (no longer approved here)

    FRN 449588

    • (12)Employed By (1 Aug 2018 to 29 Jun 2023)
  • BKL Wealth Management Limited (no longer approved here)

    FRN 607954

    • Employed By (1 Aug 2018 to 29 Jun 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.