Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baring International Investment Limited
FRN 122628
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Oct 2023)
- CF30 Customer (10 Sep 2018 to 8 Dec 2019)
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Baring Asset Management Limited
FRN 170601
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Oct 2023)
- CF30 Customer (10 Sep 2018 to 8 Dec 2019)
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BARINGS (U.K.) LIMITED
FRN 194662
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 11 Apr 2025)
- CF30 Customer (17 May 2016 to 8 Dec 2019)
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- CF30 Customer (10 Sep 2018 to 8 Dec 2019)
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- CF27 Investment Management (13 Jun 2005 to 18 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.