Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CITICORP TRUSTEE COMPANY LIMITED (no longer approved here)

    FRN 122206

    • [FCA CF] Manager of certification employee (23 Jun 2022 to 25 May 2023)
    • [FCA CF] Material risk taker (20 Apr 2022 to 4 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (20 Apr 2022 to 4 Jul 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (23 Jun 2022 to 25 May 2023)
    • [FCA CF] Material risk taker (20 Apr 2022 to 4 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (20 Apr 2022 to 4 Jul 2024)
    • SMF18 Other Overall Responsibility (7 Mar 2016 to 7 Jan 2022)
    • CF29 Significant management (2 Jul 2015 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (4 Jun 2007 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (23 Jun 2022 to 25 May 2023)
    • [FCA CF] Material risk taker (20 Apr 2022 to 4 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (20 Apr 2022 to 4 Jul 2024)
    • SMF22 Other Local Responsibility (7 Mar 2016 to 7 Jan 2022)
    • CF29 Significant management (2 Jul 2015 to 6 Mar 2016)
    • CF30 Customer (6 Oct 2010 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Manager of certification employee (23 Jun 2022 to 25 May 2023)
    • [FCA CF] Material risk taker (20 Apr 2022 to 4 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (20 Apr 2022 to 4 Jul 2024)
    • SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 7 Jan 2022)
    • CF29 Significant management (1 Jan 2016 to 6 Mar 2016)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citibank UK Limited (no longer approved here)

    FRN 805574

    • [FCA CF] Manager of certification employee (23 Jun 2022 to 25 May 2023)
    • [PRA CF] Significant risk taker or Material risk taker (20 Apr 2022 to 4 Jul 2024)
    • [FCA CF] Material risk taker (20 Apr 2022 to 4 Jul 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (9 May 2003 to 28 Feb 2007)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (1 Dec 2001 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.