Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (23 Jun 2022 to 25 May 2023)
- [FCA CF] Material risk taker (20 Apr 2022 to 4 Jul 2024)
- [PRA CF] Significant risk taker or Material risk taker (20 Apr 2022 to 4 Jul 2024)
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- [FCA CF] Manager of certification employee (23 Jun 2022 to 25 May 2023)
- [FCA CF] Material risk taker (20 Apr 2022 to 4 Jul 2024)
- [PRA CF] Significant risk taker or Material risk taker (20 Apr 2022 to 4 Jul 2024)
- SMF18 Other Overall Responsibility (7 Mar 2016 to 7 Jan 2022)
- CF29 Significant management (2 Jul 2015 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (4 Jun 2007 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (23 Jun 2022 to 25 May 2023)
- [FCA CF] Material risk taker (20 Apr 2022 to 4 Jul 2024)
- [PRA CF] Significant risk taker or Material risk taker (20 Apr 2022 to 4 Jul 2024)
- SMF22 Other Local Responsibility (7 Mar 2016 to 7 Jan 2022)
- CF29 Significant management (2 Jul 2015 to 6 Mar 2016)
- CF30 Customer (6 Oct 2010 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (23 Jun 2022 to 25 May 2023)
- [FCA CF] Material risk taker (20 Apr 2022 to 4 Jul 2024)
- [PRA CF] Significant risk taker or Material risk taker (20 Apr 2022 to 4 Jul 2024)
- SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 7 Jan 2022)
- CF29 Significant management (1 Jan 2016 to 6 Mar 2016)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (23 Jun 2022 to 25 May 2023)
- [PRA CF] Significant risk taker or Material risk taker (20 Apr 2022 to 4 Jul 2024)
- [FCA CF] Material risk taker (20 Apr 2022 to 4 Jul 2024)
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- CF21 Investment Adviser (9 May 2003 to 28 Feb 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 27 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.