Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PGIM FUND MANAGEMENT LIMITED
FRN 181389
- [FCA CF] Client dealing (since 6 Jun 2022)
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PGIM LIMITED
FRN 193418
- [FCA CF] Client dealing (since 1 Jul 2020)
- [FCA CF] Material risk taker (1 Jul 2021 to 26 Jul 2021)
- CF30 Customer (25 Feb 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF26 Customer Trading (30 Jan 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.