Colin William MacKenzie

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)
FRN 143336
- [FCA CF] Client dealing (2 Mar 2024 to 31 Dec 2024)
- [FCA CF] Functions requiring qualifications (22 Nov 2017 to 31 Dec 2024)
- [FCA CF] Manager of certification employee (22 Nov 2017 to 31 Dec 2024)
Seven Investment Management LLP (no longer approved here)
FRN 589124
- CF30 Customer (8 Oct 2015 to 11 Aug 2017)
Coutts & Company (no longer approved here)
FRN 122287
- CF30 Customer (28 Nov 2007 to 31 Jul 2015)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF27 Investment Management (17 Nov 2004 to 30 Sep 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.