Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Herbert & Webster Ltd (no longer approved here)

    FRN 528384

    • CF1 Director (3 Nov 2010 to 16 Jun 2014)
    • CF30 Customer (3 Nov 2010 to 29 Dec 2012)
    • CF11 Money Laundering Reporting (3 Nov 2010 to 16 Jun 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 15 Sep 2010)
    • CF21 Investment Adviser (23 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Oct 2004 to 23 Jun 2006)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (2 Apr 2003 to 5 Jun 2003)
    • CF22 Investment Adviser (Trainee) (28 Nov 2002 to 2 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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