Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (3 Nov 2010 to 16 Jun 2014)
- CF30 Customer (3 Nov 2010 to 29 Dec 2012)
- CF11 Money Laundering Reporting (3 Nov 2010 to 16 Jun 2014)
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- CF30 Customer (1 Nov 2007 to 15 Sep 2010)
- CF21 Investment Adviser (23 Jun 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Oct 2004 to 23 Jun 2006)
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- CF21 Investment Adviser (2 Apr 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (28 Nov 2002 to 2 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.