Colin Rowe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Cheviot Limited

    FRN 124259

    • SMF18 Other Overall Responsibility (since 25 Feb 2025)
    • [FCA CF] Manager of certification employee (17 Jan 2025 to 7 Apr 2025)
    • [FCA CF] Significant management (17 Jan 2025 to 7 Apr 2025)
    • [FCA CF] Material risk taker (17 Jan 2025 to 7 Apr 2025)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • [FCA CF] Significant management (16 Sep 2020 to 31 Mar 2024)
    • [FCA CF] Manager of certification employee (16 Sep 2020 to 31 Mar 2024)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Sep 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Sep 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.