Colin Richard Thomas

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Vision Integrated Exchange LTD
FRN 923324
- SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Feb 2021)
- SMF3 Executive Director (11 Feb 2021 to 22 Mar 2023)
HOBART CAPITAL MARKETS LLP (no longer approved here)
FRN 593186
- CF11 Money Laundering Reporting (14 Jul 2017 to 12 Aug 2019)
- CF3 Chief Executive (5 Apr 2013 to 19 May 2016)
- CF30 Customer (5 Apr 2013 to 12 Aug 2019)
- CF4 Partner (5 Apr 2013 to 24 Nov 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.